Timothy Ralph Franks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tate Consultancy Limited (no longer approved here)

    FRN 521678

    • [FCA CF] Client dealing (10 Jan 2022 to 28 Feb 2023)
  • Aether Energy Limited (no longer approved here)

    FRN 623758

    • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (8 Nov 2016 to 11 Oct 2019)
    • [FCA CF] Client dealing (14 Jul 2016 to 11 Oct 2019)
    • CF21 Investment Adviser (4 Aug 2004 to 7 Sep 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Mar 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.