Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WREN STERLING FINANCIAL PLANNING LIMITED
FRN 665653
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (16 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (1 Aug 2017 to 26 Feb 2018)
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- CF30 Customer (30 Oct 2015 to 31 Jul 2017)
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- Employed By (30 Oct 2015 to 31 Jul 2017)
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- CF30 Customer (1 Jul 2010 to 23 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.