Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 4 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2023)
    • CF30 Customer (22 Oct 2013 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2023)
    • CF30 Customer (5 Jan 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.