Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Quilter Cheviot Limited
FRN 124259
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
- [FCA CF] Client dealing (since 1 Oct 2020)
- CF30 Customer (25 Jan 2008 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 27 Dec 2007)
- CF27 Investment Management (26 Apr 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (20 Sep 2005 to 10 Feb 2006)
- CF27 Investment Management (20 Sep 2005 to 10 Feb 2006)
-
- Employed By (12 Oct 2004 to 10 Feb 2006)
-
- CF27 Investment Management (13 Feb 2004 to 1 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.