Timothy Mark Patrick Whelan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D G S Independent Financial Advisers Limited (no longer approved here)

    FRN 225814

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Jul 2025)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (15 Jan 2002 to 18 Jun 2004)
    • CF22 Investment Adviser (Trainee) (15 Jan 2002 to 15 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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