Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited (no longer approved here)

    FRN 121935

    • [FCA CF] Client dealing (16 Mar 2020 to 31 Dec 2022)
    • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 31 Dec 2022)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (15 Feb 2018 to 22 Oct 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF21 Investment Adviser (1 Dec 2001 to 12 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

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