Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Oct 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (18 Jun 2018 to 30 Jan 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Jan 2020)
    • CF30 Customer (20 Aug 2012 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jan 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 23 Jan 2023)
    • CF30 Customer (20 Aug 2012 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Oct 2004 to 31 Oct 2007)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF30 Customer (20 Aug 2012 to 20 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.