Timothy John Mason

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FINLI (FA92) LIMITED (no longer approved here)

    FRN 195522

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Sep 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Sep 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2002 to 31 May 2019)
    • CF1 Director (11 Nov 2002 to 31 May 2019)
    • CF21 Investment Adviser (11 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.