Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 8 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (7 Jan 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Aug 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 Jun 2002 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • (3)Employed By (since 8 Mar 2021)
  • Robert Quinn Advisory LLP (no longer approved here)

    FRN 548030

    • CF1 Director (AR) (28 Nov 2018 to 30 Mar 2021)
  • Nuveen Investment Management International Limited (no longer approved here)

    FRN 141668

    • CF30 Customer (1 Nov 2007 to 4 Jul 2011)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Connor, Clark & Lunn UK Limited

  2. controlled function added: (3)Employed By at Connor, Clark & Lunn UK Limited