Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NS PARTNERS LTD
FRN 141667
- CF1 Director (AR) (since 8 Mar 2021)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (7 Jan 2015 to 8 Dec 2019)
- CF3 Chief Executive (1 Aug 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (10 Jun 2002 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
Connor, Clark & Lunn UK Limited
FRN 824098
- (3)Employed By (since 8 Mar 2021)
-
- CF1 Director (AR) (28 Nov 2018 to 30 Mar 2021)
-
- CF30 Customer (1 Nov 2007 to 4 Jul 2011)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Connor, Clark & Lunn UK Limited
-
controlled function added: (3)Employed By at Connor, Clark & Lunn UK Limited