Timothy James Whiting

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TIMOTHY JAMES & PARTNERS LIMITED

    FRN 179854

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 3 Dec 2025)
    • CF1 Director (AR) (since 17 Nov 2025)
    • CF3 Chief Executive (AR) (since 17 Nov 2025)
    • CF30 Customer (since 17 Nov 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Nov 2022 to 21 Apr 2025)
    • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
  • Timothy James Consultancy Limited

    FRN 1043603

    • Employed By (since 17 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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