Timothy James Stephen Baker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chelverton Asset Management Limited
FRN 185917
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (4 Jun 2014 to 8 Dec 2019)
RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 144266
- CF30 Customer (22 Feb 2013 to 31 Dec 2013)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (13 Oct 2010 to 5 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.