Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North Atlantic Investment Services Limited
FRN 969870
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 17. Administrative functions in relation to managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 14. Managing investments
- [FCA CF] Significant management (since 23 Sep 2024)
- [FCA CF] Client dealing (since 23 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 23 Sep 2024)
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- SMF3 Executive Director (9 Dec 2019 to 6 Nov 2025)
- CF1 Director (5 Aug 2016 to 8 Dec 2019)
- CF30 Customer (4 Apr 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (17 Sep 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.