Timothy Doolan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Knox D'Arcy Investment Management Limited

    FRN 185178

    • Director of firm who is not a certification employee or a SMF manager (since 22 Jul 2022)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • Advent Capital Management UK Limited

    FRN 447452

    • SMF16 Compliance Oversight (since 8 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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