Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
    • [FCA CF] Material risk taker (31 Aug 2016 to 10 Mar 2022)
    • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
    • CF30 Customer (4 Nov 2008 to 6 Mar 2016)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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