Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 28 Jun 2018)
    • CF21 Investment Adviser (24 Dec 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.