Timothy David Horne

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Manager of certification employee (18 Sep 2024 to 13 Mar 2025)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 4 Jan 2022)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 13 Mar 2025)
- CF30 Customer (22 Dec 2011 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (22 Dec 2011 to 8 Dec 2019)
Towers Watson Limited (no longer approved here)
FRN 432886
- CF30 Customer (10 Nov 2009 to 8 Jul 2011)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (9 Jun 2008 to 30 Jan 2009)
FIL Life Insurance Limited (no longer approved here)
FRN 186526
- CF30 Customer (9 Jun 2008 to 30 Jan 2009)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF21 Investment Adviser (14 Jun 2005 to 30 Mar 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.