Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2022)
    • [FCA CF] Client dealing (since 26 Apr 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (24 Jan 2011 to 6 Jun 2011)
  • D J Financial Solutions Ltd (no longer approved here)

    FRN 211189

    • (6)Employed By (16 Feb 2010 to 1 Feb 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (16 Feb 2010 to 1 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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