Timothy Charles Cotton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 1 Feb 2016)
    • CF30 Customer (since 1 Feb 2016)
  • Upper Street Financial Planning Ltd

    FRN 727124

    • Employed By (since 1 Feb 2016)
  • Grant Thornton UK LLP (no longer approved here)

    FRN 231791

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF24 Pension Transfer Specialist (1 Jul 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (1 Jul 2004 to 31 Oct 2007)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 6 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.