Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (7 Mar 2016 to 5 Apr 2018)
- CF11 Money Laundering Reporting (7 Mar 2016 to 5 Apr 2018)
- CF1 Director (1 Jun 2015 to 16 Jan 2019)
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- CF1 Director (AR) (18 Sep 2013 to 29 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.