Matthews Global Investors (UK) Ltd

Date authorised
1 June 2015
Companies House
08570136
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fourth Floor
    12-14 Mason's Avenue
    London
    EC2V 5BT
    UNITED KINGDOM
    Phone
    +442037282660
    Web
    https://global.matthewsasia.com

  • Complaints Contact

    4 Embarcadero Center
    Suite 550
    San Fransisco
    California
    94111
    UNITED STATES OF AMERICA
    Phone
    +14158480848

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Paterson

    IRN AXP02794

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2024)
    • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • Andrew Vincent Mattock

    IRN AVM01024

    • [FCA CF] Client dealing (since 2 Mar 2026)
  • David Alexander Hartley

    IRN DXH02019

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • David Walter Monroe

    IRN DWM01130

    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2022)
    • CF1 Director (13 Sep 2018 to 8 Dec 2019)
  • Gregory Thomas Pusch

    IRN GTP01015

    • CF10 Compliance Oversight (2 Dec 2015 to 5 Feb 2016)
    • CF11 Money Laundering Reporting (2 Dec 2015 to 5 Feb 2016)
  • John David Kast

    IRN JDK01057

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2018 to 8 Dec 2019)
  • Jonathan Schuman

    IRN JXS23789

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2022)
    • SMF3 Executive Director (1 Feb 2020 to 22 Nov 2022)
  • Mark John Lidstone

    IRN MXL00589

    • SMF3 Executive Director (7 Nov 2023 to 4 Nov 2025)
  • Neil Steven Steedman

    IRN NXS01890

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Jun 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2015 to 26 Nov 2015)
    • CF1 Director (1 Jun 2015 to 8 Dec 2019)
  • Thomas Horam

    IRN TXH00142

    • [FCA CF] Client dealing (since 1 Jan 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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