Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Apr 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (8 Jan 2018 to 2 Apr 2019)
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- [FCA CF] Client dealing (7 Mar 2016 to 2 Apr 2019)
- CF30 Customer (2 Jun 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2019)
- CF21 Investment Adviser (20 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.