Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • [FCA CF] Client dealing (5 Feb 2025 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (5 Feb 2025 to 31 Oct 2025)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (7 Mar 2024 to 31 Aug 2024)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • [FCA CF] Manager of certification employee (1 Feb 2021 to 31 Mar 2023)
    • [FCA CF] Client dealing (1 Jun 2020 to 31 Mar 2023)
  • Furness Building Society (no longer approved here)

    FRN 159624

    • [FCA CF] Material risk taker (7 Mar 2016 to 18 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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