Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2025)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • [FCA CF] Client dealing (29 May 2024 to 7 Jul 2025)
    • [FCA CF] Functions requiring qualifications (29 May 2024 to 7 Jul 2025)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • [FCA CF] Client dealing (25 Jan 2022 to 15 Mar 2024)
    • [FCA CF] Functions requiring qualifications (25 Jan 2022 to 15 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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