Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wealthkernel Limited
FRN 723719
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- SMF1 Chief Executive (since 27 Jun 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
- CF30 Customer (21 Oct 2016 to 8 Dec 2019)
- CF3 Chief Executive (AR) (21 Oct 2016 to 23 Nov 2020)
- CF1 Director (21 Oct 2016 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
- CF30 Customer (15 Feb 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.