Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • SMF1 Chief Executive (since 27 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
    • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (21 Oct 2016 to 23 Nov 2020)
    • CF1 Director (21 Oct 2016 to 8 Dec 2019)
  • Tindle Wealth Management Limited (no longer approved here)

    FRN 826467

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Nov 2021)
    • CF30 Customer (15 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.