Thomas Young

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aventur Wealth Ltd

    FRN 968770

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 3 May 2022)
    • Responsible for Insurance Distribution (since 3 May 2022)
    • SMF16 Compliance Oversight (since 3 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 May 2022)
    • SMF3 Executive Director (since 3 May 2022)
    • [FCA CF] Client dealing (since 3 May 2022)
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (17 Nov 2015 to 17 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

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