Thomas Wesley Forcier

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF10a CASS Oversight function (21 Jun 2013 to 9 May 2014)
    • CF28 Systems and controls (21 Jun 2013 to 9 May 2014)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF10 Compliance Oversight (11 Feb 2005 to 30 Sep 2011)
    • CF11 Money Laundering Reporting (11 Feb 2005 to 30 Sep 2011)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF10 Compliance Oversight (26 Aug 2004 to 25 Apr 2005)
    • CF11 Money Laundering Reporting (26 Aug 2004 to 25 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.