Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2022)
- CF28 Systems and controls (6 Oct 2016 to 8 Dec 2019)
- CF30 Customer (6 Oct 2016 to 8 Dec 2019)
-
- CF30 Customer (9 Jan 2012 to 24 Jul 2013)
-
- Employed By (9 Jan 2012 to 24 Jul 2013)
-
- CF30 Customer (2 Oct 2008 to 8 Feb 2010)
-
- CF30 Customer (16 Jun 2008 to 16 Jun 2008)
-
- CF21 Investment Adviser (18 Jun 2003 to 2 Sep 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.