Thomas Vergnaud

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALKEN ASSET MANAGEMENT LTD. (no longer approved here)

    FRN 629630

    • [FCA CF] Material risk taker (3 Apr 2023 to 7 Jun 2024)
    • [FCA CF] Client dealing (3 Apr 2023 to 31 Mar 2025)
  • Boussard & Gavaudan Investment Management LLP (no longer approved here)

    FRN 612226

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2022)
    • CF30 Customer (14 Mar 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (11 Aug 2014 to 6 Mar 2016)
  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • CF30 Customer (13 Mar 2012 to 21 May 2012)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (19 Apr 2002 to 7 May 2003)
    • CF26 Customer Trading (1 Dec 2001 to 19 Apr 2002)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (19 Apr 2002 to 7 May 2003)
    • CF26 Customer Trading (1 Dec 2001 to 19 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.