Thomas Spencer Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finex LLP

    FRN 507537

    • CF1 Director (AR) (since 29 Aug 2024)
    • CF30 Customer (since 29 Aug 2024)
    • [FCA CF] Client dealing (27 Jun 2024 to 30 Jan 2025)
  • ELDER GULL LIMITED

    FRN 1014815

    • (1)Employed By (since 29 Aug 2024)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF1 Director (AR) (16 Nov 2018 to 13 May 2024)
    • CF30 Customer (7 Nov 2013 to 20 Sep 2024)
  • Talis Capital Limited (no longer approved here)

    FRN 567155

    • (7)Employed By (7 Nov 2013 to 20 Sep 2024)
  • Dart Capital Limited (no longer approved here)

    FRN 137569

    • CF30 Customer (15 Nov 2012 to 31 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Talis Capital Limited

  2. controlled function added: (7)Employed By at Talis Capital Limited