Thomas Safi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 12 Jan 2018)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Material risk taker (since 18 Oct 2023)
    • [FCA CF] Client dealing (since 18 Jun 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 14 Sep 2017)
    • CF30 Customer (25 Mar 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.