Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
    • CF26 Customer Trading (24 Jun 2003 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (1 Dec 2001 to 13 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.