Thomas Peter Day

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heronbridge Investment Management LLP (no longer approved here)

    FRN 437507

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (7 Nov 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF21 Investment Adviser (29 Oct 2003 to 6 Oct 2005)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF21 Investment Adviser (29 Oct 2003 to 6 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.