Heronbridge Investment Management LLP

• Principal Place of Business

  Heronbridge Investment Management LLP

  24 Gay Street

  Bath

  Bath and North East Somerset

  BA1 2PD

  UNITED KINGDOM

  Phone

  +4401225328300

  Web

  https://www.heronbridge.com

• Complaints Contact

  Heronbridge Investment Management LLP

  24 Gay Street

  Bath

  Bath And North East Somerset

  BA1 2PD

  UNITED KINGDOM

  Phone

  +4401225328300

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• . Heronbridge Ltd

  IRN XXH01019

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (7 Nov 2005 to 8 Dec 2019)
• Benoit Marie Thierry Bouchaud

  IRN BTB01008

  • SMF27 Partner (9 Dec 2019 to 31 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (7 Nov 2005 to 31 Oct 2007)
  • CF3 Chief Executive (7 Nov 2005 to 8 Dec 2019)
  • CF27 Investment Management (7 Nov 2005 to 31 Oct 2007)
  • CF4 Partner (7 Nov 2005 to 8 Dec 2019)
• Eszter Marton

  IRN EXM01621

  • [FCA CF] Client dealing (since 19 Apr 2022)
  • [FCA CF] Material risk taker (since 19 Apr 2022)
• Fletcher Charles Tully

  IRN FCT01004

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 3 Oct 2025)
  • CF30 Customer (9 May 2016 to 8 Dec 2019)
• Gordon Christopher John Westwood

  IRN GCW01042

  • CF30 Customer (1 Nov 2007 to 22 Apr 2015)
  • CF10 Compliance Oversight (7 Nov 2005 to 31 Jul 2018)
  • CF11 Money Laundering Reporting (7 Nov 2005 to 31 Jul 2018)
  • CF26 Customer Trading (7 Nov 2005 to 31 Oct 2007)
  • CF4 Partner (7 Nov 2005 to 31 Jul 2018)
• Jamie Alexander Gray

  IRN JAG01287

  • [FCA CF] Material risk taker (since 11 Feb 2026)
  • [FCA CF] Client dealing (since 11 Feb 2026)
• KATIE MCMAHON

  IRN KXM02401

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (31 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (31 Jul 2018 to 8 Dec 2019)
  • CF4 Partner (1 Jul 2018 to 8 Dec 2019)
• Lucy Anna Crawford

  IRN LAC01087

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (2 May 2018 to 8 Dec 2019)
• Marissa Caroline Smith

  IRN MCS01122

  • CF30 Customer (1 Nov 2007 to 20 Apr 2015)
  • CF26 Customer Trading (23 Jan 2007 to 31 Oct 2007)
  • CF4 Partner (7 Nov 2005 to 15 Apr 2018)
• Martin John Kyffin Reay

  IRN MJR01446

  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Jun 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2025)
  • CF30 Customer (13 Apr 2015 to 8 Dec 2019)

No changes recorded yet.