Heronbridge Investment Management LLP

Date authorised
1 April 2013
Companies House
OC314366
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Heronbridge Investment Management LLP
    24 Gay Street
    Bath
    Bath and North East Somerset
    BA1 2PD
    UNITED KINGDOM
    Phone
    +4401225328300
    Web
    https://www.heronbridge.com

  • Complaints Contact

    Heronbridge Investment Management LLP
    24 Gay Street
    Bath
    Bath And North East Somerset
    BA1 2PD
    UNITED KINGDOM
    Phone
    +4401225328300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Michael Houston

    IRN NXH00340

    • [FCA CF] Client dealing (since 23 Sep 2022)
    • [FCA CF] Material risk taker (since 23 Sep 2022)
  • Nicholas Theocharopoulos

    IRN NXT01050

    • CF4 Partner (6 May 2009 to 1 Oct 2015)
    • CF30 Customer (16 Mar 2009 to 1 Oct 2015)
  • Paul Dempsey

    IRN PXD00179

    • [FCA CF] Material risk taker (since 1 May 2023)
  • Raymond Ka Yiu Cheung

    IRN RXC01340

    • CF2 Non Executive Director (16 Jul 2014 to 1 May 2018)
  • Sara Edith Cass

    IRN SXC02029

    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2022)
  • Sara Elizabeth Green

    IRN SXG00759

    • [FCA CF] Material risk taker (since 17 Jan 2024)
  • Scott Donald Cargill

    IRN SDC01120

    • SMF27 Partner (since 1 Nov 2022)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • Stuart Alistair Mackenzie

    IRN SXM04744

    • SMF27 Partner (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 2 Jun 2025)
  • Thomas Peter Day

    IRN TPD01012

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
    • SMF27 Partner (9 Dec 2019 to 31 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (7 Nov 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Nov 2005 to 31 Oct 2007)
  • Timothy John Linehan

    IRN TJL01059

    • CF2 Non Executive Director (28 Jan 2011 to 16 Jul 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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