Thomas Oliver Waite

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • REGENTIA LIFESTYLE PLANNING LTD

    FRN 413890

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Feb 2023)
    • [FCA CF] Functions requiring qualifications (since 6 Feb 2023)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (1 Mar 2021 to 3 Feb 2023)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 3 Feb 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (7 Sep 2020 to 14 Feb 2021)
    • [FCA CF] Functions requiring qualifications (7 Sep 2020 to 14 Feb 2021)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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