Thomas Nixon

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plena Wealth Management Ltd

    FRN 955432

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
    • [FCA CF] Client dealing (since 7 Jul 2025)
  • Lewis & Co (Investments & Pensions) Limited (no longer approved here)

    FRN 143646

    • [FCA CF] Client dealing (12 Jun 2023 to 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (12 Jun 2023 to 1 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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