Thomas Michael Heenan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Significant management (9 Apr 2021 to 1 Feb 2022)
    • [FCA CF] Algorithmic trading (11 Nov 2016 to 1 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Nov 2016 to 1 Feb 2022)
    • [FCA CF] Material risk taker (11 Nov 2016 to 1 Feb 2022)
    • [FCA CF] Client dealing (11 Nov 2016 to 1 Feb 2022)
    • CF30 Customer (12 Nov 2008 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Significant management (9 Apr 2021 to 1 Feb 2022)
    • [FCA CF] Material risk taker (22 Nov 2019 to 1 Feb 2022)
    • [FCA CF] Client dealing (16 Apr 2018 to 1 Feb 2022)
    • [FCA CF] Manager of certification employee (16 Apr 2018 to 1 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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