Thomas Michael Brooke-Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Towers Watson Limited

    FRN 432886

    • [FCA CF] Manager of certification employee (since 9 Dec 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2022 to 27 Jan 2023)
    • CF30 Customer (31 Mar 2018 to 8 Dec 2019)
  • Towers Watson Investment Management Limited

    FRN 446740

    • [FCA CF] Material risk taker (since 25 Nov 2022)
    • [FCA CF] Manager of certification employee (since 22 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (31 Mar 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.