THOMAS Meyer-Mallorie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allianz Global Investors UK Limited
FRN 959195
- [FCA CF] Client dealing (since 30 May 2023)
OMERS INFRASTRUCTURE EUROPE LIMITED (no longer approved here)
FRN 562299
- CF30 Customer (23 Dec 2013 to 30 Jun 2017)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (19 Mar 2010 to 16 Oct 2013)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (19 Mar 2010 to 16 Oct 2013)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (7 Dec 2009 to 3 Mar 2010)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 28 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.