Thomas McDonald Palmer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (4 Nov 2024 to 10 Jul 2025)
    • [FCA CF] Manager of certification employee (23 Nov 2018 to 24 Jul 2019)
    • [FCA CF] Material risk taker (14 Nov 2016 to 24 Jul 2019)
    • [FCA CF] Client dealing (14 Nov 2016 to 24 Jul 2019)
    • CF30 Customer (1 Oct 2014 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (23 Nov 2018 to 24 Jul 2019)
    • [FCA CF] Material risk taker (31 Jan 2018 to 24 Jul 2019)
    • [FCA CF] Client dealing (31 Jan 2018 to 24 Jul 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Aug 2011 to 13 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.