Thomas Lee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • [FCA CF] Proprietary trader (since 1 Aug 2023)
    • [FCA CF] Manager of certification employee (since 11 Mar 2021)
    • [FCA CF] Client dealing (since 28 Feb 2017)
    • [FCA CF] Proprietary trader (9 May 2018 to 19 Dec 2018)
    • CF30 Customer (10 Sep 2015 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (13 Jul 2022 to 22 May 2025)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 10 Mar 2022)
    • [FCA CF] Proprietary trader (28 Feb 2017 to 26 Feb 2018)
    • CF30 Customer (10 Sep 2015 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 6 Nov 2013)
    • CF22 Investment Adviser (Trainee) (2 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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