Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Client dealing (9 Dec 2019 to 14 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 May 2024)
    • CF30 Customer (17 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.