Thomas Jean Calzia

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GMT CAPITAL RESEARCH, LLP
FRN 571889
- [FCA CF] Client dealing (since 26 Mar 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (5 Aug 2014 to 8 Dec 2019)
- CF4 Partner (18 Jul 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Jul 2014 to 8 Dec 2019)
- CF30 Customer (4 Jul 2012 to 8 Dec 2019)
Strategic Value Partners (UK) LLP (no longer approved here)
FRN 401062
- CF30 Customer (1 Nov 2007 to 22 Jul 2011)
- CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.