GMT CAPITAL RESEARCH, LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. GMT Capital UK Management Limited
IRN XXG01106
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (4 Jul 2012 to 8 Dec 2019)
Marko Soldo
IRN MXS02353
- CF11 Money Laundering Reporting (4 Jul 2012 to 1 Mar 2014)
- CF4 Partner (4 Jul 2012 to 18 Mar 2014)
- CF30 Customer (4 Jul 2012 to 18 Mar 2014)
- CF10 Compliance Oversight (4 Jul 2012 to 1 Mar 2014)
Omar Ziad Idilby
IRN OXI00010
- SMF16 Compliance Oversight (since 19 Oct 2021)
Philip John Meyers
IRN PJM01506
- SMF16 Compliance Oversight (9 Dec 2019 to 22 Oct 2021)
- CF10 Compliance Oversight (17 Jul 2014 to 8 Dec 2019)
Thomas Eugene Claugus
IRN TEC01042
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (4 Jul 2012 to 8 Dec 2019)
Thomas Jean Calzia
IRN TJC01155
- [FCA CF] Client dealing (since 26 Mar 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (5 Aug 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (18 Jul 2014 to 8 Dec 2019)
- CF4 Partner (18 Jul 2014 to 8 Dec 2019)
- CF30 Customer (4 Jul 2012 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.