Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 21 Mar 2014)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF21 Investment Adviser (1 Aug 2003 to 31 May 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 14 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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