Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tower Research Capital Europe Limited (no longer approved here)

    FRN 466464

    • CF3 Chief Executive (1 Mar 2012 to 8 Jul 2013)
    • CF10 Compliance Oversight (8 Mar 2011 to 15 Feb 2012)
    • CF11 Money Laundering Reporting (8 Mar 2011 to 15 Feb 2012)
    • CF28 Systems and controls (8 Mar 2011 to 14 Sep 2012)
    • CF1 Director (24 Feb 2011 to 8 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

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