Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF3 Chief Executive (1 Mar 2012 to 8 Jul 2013)
- CF10 Compliance Oversight (8 Mar 2011 to 15 Feb 2012)
- CF11 Money Laundering Reporting (8 Mar 2011 to 15 Feb 2012)
- CF28 Systems and controls (8 Mar 2011 to 14 Sep 2012)
- CF1 Director (24 Feb 2011 to 8 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.