Thomas Guy Stokely

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (3 Jun 2013 to 24 Mar 2016)
Santander Financial Services plc (no longer approved here)
FRN 146003
- CF30 Customer (24 Aug 2012 to 21 May 2013)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (23 Aug 2010 to 21 May 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 28 Oct 2008)
- CF21 Investment Adviser (14 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jun 2003 to 14 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.