Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Finli (PDB) Ltd
FRN 802430
- (4)Employed By (since 17 Mar 2025)
- (6)Employed By (8 Mar 2018 to 1 Mar 2024)
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Finli (G&P) Ltd
FRN 142752
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF30 Customer (since 19 Jan 2024)
- Appointed representative dealing with clients for which they require qualification (since 19 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2024)
- CF30 Customer (8 Mar 2018 to 27 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Finli (PDB) Ltd
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controlled function added: (6)Employed By at Finli (PDB) Ltd
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controlled function added: (4)Employed By at Finli (PDB) Ltd