Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 3 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2022)
  • MRIB Limited (no longer approved here)

    FRN 454705

    • [FCA CF] Functions requiring qualifications (19 Mar 2021 to 27 May 2022)
    • [FCA CF] Client dealing (19 Mar 2021 to 27 May 2022)
  • FRANCIS CLARK FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 433591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2021)
    • CF30 Customer (22 Apr 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.