Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Capital Partners (U.K.) Limited
FRN 448896
- SMF3 Executive Director (since 14 Jul 2023)
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- SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
- CF1 Director (17 Feb 2012 to 8 Dec 2019)
- CF30 Customer (12 Sep 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 16 Aug 2008)
- CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Nov 2005 to 19 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.