Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 14 Jul 2023)
  • Permira Credit Limited (no longer approved here)

    FRN 465847

    • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF1 Director (17 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (12 Sep 2008 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 16 Aug 2008)
    • CF21 Investment Adviser (19 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Nov 2005 to 19 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.